Welcome, fellows, to the operating theater. Today, we're tackling a challenging yet rewarding pathology: glenohumeral arthritis in the setting of an irreparable rotator cuff defect. This condition demands a nuanced understanding of shoulder biomechanics, meticulous preoperative planning, and precise surgical execution. Our goal is to restore comfort and function for patients whose quality of life has been severely compromised.
Understanding the Pathology: Glenohumeral Arthritis with Irreparable Rotator Cuff
Let's begin by defining our terms. Glenohumeral arthritis is characterized by the irreversible loss of the normal hyaline articular cartilage covering the humeral head and glenoid fossa. This can stem from various etiologies, including primary osteoarthritis, inflammatory conditions like rheumatoid arthritis, neurotrophic arthropathy (Charcot joint), septic arthritis, traumatic arthritis, avascular necrosis, or even iatrogenic causes from previous surgeries or interventions.
A specific and often complex presentation is rotator cuff tear arthropathy. Here, the articular cartilage loss is compounded by chronic rotator cuff deficiency, leading to abrasion of the unprotected humeral head against the undersurface of the coracoacromial arch. This progressive degeneration creates a distinct clinical picture.
An irreparable rotator cuff defect is precisely what it sounds like: a situation where a durable, tension-free attachment of the detached cuff tendons to the greater or lesser tuberosities simply cannot be re-established. These defects arise when the loads applied to the tendon insertion exceed the intrinsic strength of the tendon-bone attachment, often exacerbated by chronic degeneration.
When the superior rotator cuff is deficient, a critical biomechanical alteration occurs. The normal "spacer effect" of the supraspinatus tendon is lost, effectively decreasing the functional radius of the proximal humeral convexity. This allows the humeral head to translate superiorly under the active pull of the deltoid muscle until the uncovered humeral head directly contacts and abrades against the coracoacromial arch. This superior migration is a hallmark of cuff tear arthropathy.
Our key objectives in managing these complex conditions are to:
* Accurately define the underlying pathology.
* Thoroughly assess the patient's specific deficits in comfort and function.
* Evaluate all available reconstruction options.
* Clearly communicate the benefits and risks associated with each treatment choice.
Comprehensive Surgical Anatomy
Before we make any incisions, a deep understanding of the relevant anatomy is paramount.
Glenohumeral Articulation
The glenohumeral joint is a diarthrodial, ball-and-socket articulation. The glenoid fossa is a shallow, spherical concavity, approximately one-quarter the size of the humeral head. Its depth is augmented by a thicker peripheral cartilage and the fibrocartilaginous labrum that encircles its rim. The humeral head is a smooth, spherical convexity designed to articulate within this concavity. Both surfaces are normally covered by hyaline articular cartilage, essential for low-friction movement.
The Rotator Cuff and Its Role
The rotator cuff is a musculotendinous unit comprising the tendons of the subscapularis, supraspinatus, infraspinatus, and teres minor muscles. These tendons blend intimately with the underlying glenohumeral capsule, forming a continuous cuff that inserts into the humerus just lateral to the articular cartilage, at the base of the greater and lesser tuberosities.
* Subscapularis: Originates from the anterior scapula, inserts onto the lesser tuberosity. Primary internal rotator.
* Supraspinatus: Originates from the supraspinous fossa, inserts onto the superior facet of the greater tuberosity. Initiates abduction, contributes to superior stability.
* Infraspinatus: Originates from the infraspinous fossa, inserts onto the middle facet of the greater tuberosity. Primary external rotator.
* Teres Minor: Originates from the lateral border of the scapula, inserts onto the inferior facet of the greater tuberosity. External rotator.
The smooth blending of these cuff tendons with the tuberosities forms the spherical proximal humeral convexity. The radius of this convexity is functionally defined as the radius of the humeral head plus the thickness of the intact rotator cuff tendons. When the cuff is deficient, this functional radius decreases, leading to altered kinematics.
The Coracoacromial Arch
The coracoacromial arch is a secondary superior stabilizer of the glenohumeral joint, forming a spherical concavity above the humeral head. It consists of the undersurface of the acromion and the strong coracoacromial ligament. In a healthy shoulder, the proximal humeral convexity fits snugly within this arch. However, this arch can be compromised by progressive abrasion from an uncovered humeral head in cuff tear arthropathy, or iatrogenically by prior acromioplasty or section of the coracoacromial ligament. A compromised arch, coupled with a substantial rotator cuff defect, permits anterosuperior escape of the humeral head upon deltoid contraction, a devastating functional deficit.
Neurovascular Structures
The deltopectoral interval is our chosen surgical corridor, lying between the pectoralis major and deltoid muscles.
* Cephalic Vein: Resides within this interval, typically retracted laterally with the deltoid. Its preservation is ideal, but ligation may be necessary for exposure.
* Axillary Nerve: This is arguably the most critical nerve at risk during shoulder arthroplasty. It arises from the posterior cord of the brachial plexus (C5-C6), courses inferior to the humeral head, and exits the quadrilateral space (bounded by the teres minor superiorly, teres major inferiorly, long head of triceps medially, and surgical neck of the humerus laterally). It then wraps around the surgical neck of the humerus, supplying the deltoid and teres minor muscles, and providing sensation to the lateral shoulder. It is highly vulnerable during inferior capsular release and subscapularis mobilization, especially during a 360-degree release. We must always palpate its location and protect it with specialized retractors.
* Musculocutaneous Nerve: Supplies the coracobrachialis, biceps brachii, and brachialis. It's generally medial to our approach but can be at risk with excessive medial retraction or during manipulation of the conjoint tendon.
* Suprascapular Nerve: Arises from the upper trunk of the brachial plexus (C5-C6), passes through the suprascapular notch, and innervates the supraspinatus and infraspinatus muscles. It is typically not directly in our field but can be injured by aggressive posterior capsular dissection.
Muscular Intervals and Osteology
Our deltopectoral approach utilizes the natural interval between the deltoid (innervated by the axillary nerve) and the pectoralis major (innervated by medial and lateral pectoral nerves). This approach is preferred due to its extensibility and relative safety, allowing us to preserve both muscles and their innervation.
Key osteological landmarks include the coracoid process (attachment for the conjoint tendon and pectoralis minor), the acromion, the greater and lesser tuberosities (rotator cuff insertions), and the surgical neck of the humerus.
Pathogenesis and Natural History
The natural history of glenohumeral arthritis with rotator cuff deficiency is typically one of progressive degeneration.
In rotator cuff tear arthropathy, the integrity of the cuff, the articular cartilage, and the coracoacromial arch all characteristically degenerate in a cascading manner. Defects often initiate at the anterior undersurface of the supraspinatus tendon. Factors such as age, systemic diseases (e.g., rheumatoid arthritis), repeated corticosteroid injections, and smoking significantly weaken the insertional strength of the rotator cuff tendons, predisposing them to tearing and progressive wear.
The upward translation of the humeral head, necessary to contact the coracoacromial arch, subsequently slackens the deltoid muscle. This reduces its mechanical advantage and effectiveness in arm elevation, leading to the clinical phenomenon known as pseudoparalysis – the inability of a functioning deltoid to elevate the arm due to a lack of a stable fulcrum. This anterosuperior escape eliminates the necessary fulcrum for the deltoid to effectively elevate the arm.
Conversely, in most cases of osteoarthritis, the rotator cuff is functionally intact. In rheumatoid arthritis, the cuff may be thinned but often remains functionally viable, although the systemic nature of the disease complicates management.
A critical point: attempting to improve comfort and function by performing an acromioplasty and coracoacromial ligament section in a patient with a substantial rotator cuff defect is generally contraindicated. Unless cuff function can be durably restored, this sacrifice of the coracoacromial arch predisposes the shoulder to the devastating anterosuperior escape.
Rotator cuff damage can also occur iatrogenically during humeral head resection in shoulder arthroplasty, or acutely after a fall or lifting in a patient with a prior arthroplasty. When a prosthesis is used to reconstruct a complex proximal humeral fracture, failure of the tuberosities to unite results in a functional rotator cuff deficiency.
Patient History and Physical Findings
Our assessment begins with a comprehensive patient history. We need to understand their self-assessment of shoulder comfort and function, perhaps using tools like the Simple Shoulder Test (SST), and critically, their goals for treatment.
Patients with chronic cuff defects often present with an insidious, atraumatic onset of progressive loss of comfort, strength, and ability to perform activities of daily living. These are the individuals prone to developing cuff tear arthropathy. Factors such as systemic disease, corticosteroid injections, antimetabolic medications, and smoking should be specifically inquired about, as they weaken the cuff. By contrast, acute traumatic rotator cuff tears, while debilitating, do not typically progress to cuff tear arthropathy.
Physical Examination
On physical examination, we systematically assess the integrity and function of the rotator cuff:
* Subscapularis integrity: Test internal rotation strength (e.g., lift-off test or belly press). Weakness (strength grade 3 or less) indicates a full-thickness subscapularis tear.
* Supraspinatus integrity: Test abduction strength (e.g., Jobe's empty can test). Weakness (grade 3 or less) indicates a full-thickness supraspinatus tear.
* Infraspinatus integrity: Test external rotation strength with the arm at the side. Weakness (grade 3 or less) indicates a large, full-thickness rotator cuff tear, often extending into the infraspinatus.
Chronic cuff defects are often accompanied by atrophy of the muscles attached to the deficient tendons, which can be visually appreciated. Defects in the rotator cuff tendons can sometimes be palpated just anterior to the acromion during passive rotation of the shoulder. Subacromial crepitus on passive rotation of the humerus beneath the coracoacromial arch is also a common finding. Cuff tear arthropathy often presents with a substantial subacromial effusion.
We specifically look for signs of instability:
* Superior instability: Have the patient relax the shoulder, hanging at the side. Then, ask them to actively contract the deltoid while you observe and palpate. You'll note superior translation of the humeral head until it contacts the coracoacromial arch.

FIG 1 • A,B. Characteristic findings of cuff tear arthropathy, including superior displacement of the humeral head, “femoralization” of the proximal humerus, and “acetabularization” of the coracoacromial arch. In such a case, a conventional hemiarthroplasty, possibly using a special cuff tear arthropathy (CTA) head, may be considered.
* Anterosuperior escape: This is an exaggerated form of superior instability, occurring when the coracoacromial arch is compromised. The humeral head translates anteriorly and superiorly out of the glenoid.

FIG 1 • C,D. Anterosuperior escape of the humeral head resulting from surgical compromise of the coracoacromial arch. In such a case, a conventional arthroplasty will not provide stability, and a Delta (DePuy, Warsaw, IN) or reverse prosthesis may be considered. (Copyright Steven B. Lippitt, MD.)
Imaging and Other Diagnostic Studies
While we don't routinely use CT or MRI for every case, they can be invaluable in clarifying complex pathology.
Plain Radiographs
These are our first-line imaging tools:
* Anteroposterior (AP) plain radiograph in the plane of the scapula:
* Decreased acromio-humeral distance: A gap of less than 6-7 mm signals the absence of the normally interposed supraspinatus tendon and superior migration.
* "Femoralization" of the proximal humerus: The tuberosities round off, making the proximal humerus more spherical due to chronic abrasion.
* "Acetabularization" of the acromion-coracoid-glenoid socket: The undersurface of the acromion and the superior glenoid erode and sculpt a conc
Additional Intraoperative Imaging & Surgical Steps
REFERENCES
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Gentle activities, such as eating, are started at 36 hours, followed by the slow, progressive addition of other activities, reminding the patient of the need for the shoulder bones and muscles to have time to remodel to their new loading patterns.
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Boileau P, Watkinson D, et al. Neer Award
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The Grammont reverse shoulder prosthesis: Results in cuff tear arthritis, fracture sequelae, and revision arthroplasty. J Shoulder Elbow Surg 2006;15: 527–540.
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Boileau P, Watkinson DJ, et al. Grammont reverse prosthesis: Design, rationale, and biomechanics. J Shoulder Elbow Surg 2005;14 (1 Suppl S):147S–161S.
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Frankle M, Levy JC, et al. The reverse shoulder prosthesis for glenohumeral arthritis associated with severe rotator cuff deficiency: a minimum two-year follow-up study of sixty patients’ surgical technique. J Bone Joint Surg Am 2006;88A(Suppl 1 Pt 2):178–190.
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Frankle M, Siegal S, et al. The reverse shoulder prosthesis for glenohumeral arthritis associated with severe rotator cuff deficiency: a minimum two-year follow-up study of sixty patients. J Bone Joint Surg Am 2005;87A:1697–1705.
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Guery J, Favard L, et al. Reverse total shoulder arthroplasty. Survivorship analysis of eighty replacements followed for five to ten years. J Bone Joint Surg Am 2006;88A:1742–1747.
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Harman M, Frankle M, et al. Initial glenoid component fixation in reverse total shoulder arthroplasty: a biomechanical evaluation. J Shoulder Elbow Surg 2005;14(1 Suppl S):162S–167S.
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Avoid lifting anything heavier than 1 pound for 3 months.
OUTCOMES
- The highly variable patient characteristics, shoulder pathology, and surgical techniques make general statements about functional and prosthetic survival difficult.
- For this reason, a conservative approach to surgery is advised.
COMPLICATIONS
- Systemic perioperative
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Anesthetic complications
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Deep venous thrombosis
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Mahfouz M, Nicholson G, et al. In vivo determination of the dynamics of normal, rotator cuff-deficient, total, and reverse replacement shoulders. J Bone Joint Surg Am 2005;87A(Suppl 2):107–113.
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Matsen FA III, Lippitt SB. Shoulder Surgery: Principles and Procedures. Philadelphia: WB Saunders, 2003.
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Neyton L, Walch G, et al. Glenoid corticocancellous bone grafting after glenoid component removal in the treatment of glenoid loosening. J Shoulder Elbow Surg 2006;15:173–179.
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Nyffeler RW, Werner CM, et al. Biomechanical relevance of glenoid component positioning in the reverse Delta III total shoulder prosthesis. J Shoulder Elbow Surg 2005;14:524–528.
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Nyffeler RW, Werner CM, et al. Analysis of a retrieved Delta III total shoulder prosthesis. J Bone Joint Surg Br 2004;86B:1187–1191.
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Werner CM, Steinmann PA, et al. Treatment of painful pseudoparesis due to irreparable rotator cuff dysfunction with the Delta III reverse-ball-and-socket total shoulder prosthesis. J Bone Joint Surg Am 2005;87A:1476–1486.
Detailed Chapters & Topics
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